Compliance Investigation – Fraud Prevention & Detection Specialist

Conduct complex compliance-related policy breach investigations in close collaboration with various internal functions globally. Identify and present findings and mitigating measures by way of concise reports and presentations to senior stakeholders. Contribute to the development and maintenance of the compliance conduct framework to ensure its effectiveness and alignment with policies, guidelines and processes. Support the maintenance and continuous enhancement of the Fraud Prevention & Detection Framework. Perform 2nd line Fraud Controls and quality assurance of 1st line controls. Advise internal stakeholders on Fraud incidents and propose mitigating measures (incl. investigation of external Fraud incidents).

For our Employee Compliance Team within Central Compliance, we are looking for a Compliance Investigation and Fraud Prevention & Detection Specialist to join our team. The team is responsible for the Conduct Framework, monitoring and promoting effective governance and ensuring highest standards of Compliance across our operations.

• Bachelor/Master in Finance, Law, Criminology, Business Administration, or a related field

• Minimum of 3 years of experience in or related to the financial industry with special expertise in the field of investigations, compliance or financial crime

• Solid understanding of key fraud risks in a private banking context

• Experience in conducting investigations

• Strong analytical, conceptual, and problem-solving skills, with the ability to analyze complex data, identify patterns, and draw meaningful conclusions

• Proactive attitude, attention to detail, and ability to collaborate effectively with cross-functional teams and stakeholders

• Fluent in English (written and spoken); knowledge of German and other languages is an advantage