Job profiles at UNION BANCAIRE PRIVEE, UBP SA: Client Life Cycle Quality Control Specialist

One of 57 job profiles at employer UNION BANCAIRE PRIVEE, UBP SA

Role and responsibilities

The Control Specialist will help execute the quality control framework in the second line of defense focusing on areas of the client lifecycle. Execute and maintain the control plans on the Client Lifecycle (onboarding, mutation, periodical review and AML alerts). Review at a client file level the quality and effectiveness of the controls performed on all aspects (Generation of Wealth, documentation, corroboration, and KYT). Communicate deficiencies in controls, quality and recommend corrective actions and improvements. Contribute to follow-up on the timely implementation of recommendations and actions plans. Work closely with Compliance, BRM and KYC Review Team to ensure resolution of issues. Participate in ad-hoc projects and data analysis upon request by senior management. Help to produce quality control reports. Help to create and maintain team procedures, annual assurance plans and testing scripts. Help to collaborate with the bank's internal and external auditors.

Team / description

Union Bancaire Privée, UBP SA, operates under Swiss law and is committed to confidentiality regarding personal data submitted through its online application portal.

Qualifications and Skills

• Master Degree
• Certification: Law
• Technical skills: AML
• Years of experience: 3-7 : intermediate
• Experience in private banking: Mandatory
• Prior experience of 3-5 years in a similar role or in risk management audit (internal or external) within private banking
• Adherence to the company’s values: Dedication, Conviction, Agility and Responsibility
• Strong analytical mind with excellent research, communication and presentation skills
• Self-reliant, quality conscious and goal-oriented approach and readiness for an agile working environment
• An open, flexible and confident team-player who can quickly adapt to new challenges
• Well-organized person, with strong attention to details
• Swiss resident: Mandatory
• Good knowledge and understanding of AML / financial crime rules and regulations in Switzerland related to KYC progresses and requirements
• Good knowledge of AML operational processes