Eins von 57 Stellenprofilen beim Arbeitgeber UNION BANCAIRE PRIVEE, UBP SA
Ensure adequate AML and KYC risk mitigation and adherence to Bank’s Qualitative Risk appetite on client onboardings, change in circumstances (CIC), and other reviews before Compliance review as well as the completeness of corroboration. Ensure continuous AML/CDB risk framework awareness, keeping WM knowledge, education and sensitivity up-to-date. Synchronize with Compliance Remediation and Onboarding as well as Client Documentation teams to ensure standards are met on onboarding, mutations (CIC) and reviews and to escalate any detected risks or operational issues. On a risk-based approach, validate and control the appropriateness and exhaustivity of the documentation and of the corroboration on outgoing payments in order to mitigate AML and sanctions risks. Ensure that all transactional AML Alerts meet the Bank’s and Regulator’s standards. Increase risk awareness within the WM Markets by ensuring that RMs are aware of internal directives, of the regulatory requirement and updated on all new practices with a focus on AML, CDB and Sanction subjects. Upon Management’s request, act as a relay of authority within the WM Markets on certain initiatives. Any other task required by Management relating to the Mission of the employee.
Wealth Management (WM) plays a major part in our strategy, we are investing significantly in Wealth Management to fuel our growth, particularly in Europe (onshore), the Middle East, Latin America and Asia. We provide a complete range of private banking products and services, including a variety of investment management and advisory mandates, tailored to our clients' specific requirements, objectives and risk profiles. Among UBP professional partners, over 300 independent asset managers have chosen us as their custodian bank, valuing our personalized, flexible services and our transparent fee structure.