Eins von 57 Stellenprofilen beim Arbeitgeber UNION BANCAIRE PRIVEE, UBP SA
Handling the day-to-day spectrum of the review activities regarding High Risk Clients and Politically Exposed Persons (PEPs) of UBP Private Banking Zurich and Basel. Ensure adherence to applicable laws and regulations, including AML, CTF, Sanctions, anti-bribery and corruption laws, tax compliance as well as internal policies and procedures. Perform holistic and in-depth ad hoc as well as periodic reviews of High Risk Clients and PEPs across all Markets covered by the Bank, including adverse news investigations, reputational assessments and transactional analysis. Day-to-day collaboration and interaction with all PB Front Markets to ensure timely clarification, remediation or further investigation on matters and red flags related to High Risk Clients and PEPs. Prepare internal investigation memorandums to determine filing of Suspicious Activity Reports (SARs). Provide guidance, training, support and relevant information to RMs related to any of the above activities. Liaise and work with other Compliance functions in Zurich and Geneva in order to obtain a holistic client view and align on Group Compliance programs. Assist with departmental projects and initiatives as/when required. Monitor changes to business practices to ensure that AML controls and procedures are adequate to cover them.
Union Bancaire Privée (UBP) was founded in 1969 by Edgar de Picciotto, whose vision from the outset was to offer investors an astute and innovative wealth management service. With assets under management of CHF 126.8 billion as at the end of 2018 and a professional, global workforce of around 1,781 people, UBP is a major player in Switzerland’s wealth-management industry. Headquartered in Geneva, the Bank has over twenty locations in key economic and financial hubs worldwide, enabling it to combine global expertise with local know-how.