Job profiles at Banque Lombard Odier & Cie SA: Periodic Review Specialist

One of 36 job profiles at employer Banque Lombard Odier & Cie SA

Role and responsibilities

Perform comprehensive 1st level of defense controls and holistic periodic review of relationship including checks of various structures. Analyze background checks, due diligence researches, assess and document the different sources of information. Evaluate KYC accuracy, completeness and plausibility. Analyze AML risks associated with the client, identify ‘red flag’ situations and escalate any risks and operational issues detected. Review risk category change of accounts in line with regulatory requirements and internal directives. Analyze existing clients (physical persons and entities), account data and documents in accordance with internally defined standards derived from the regulatory framework (CDB, LBA, etc…). Provide guidance to the Front Office in respect of the KYC requirements. Liaise with Front Office and Compliance to obtain additional information/documentation and corroborate received information. Identify potential gaps and look for misplaced information. Maintain a good and smooth relationship with our key stakeholders, e.g. Front Office, Compliance, Legal, to ensure the best client experience. Contribute ideas to further improve and streamline the KYC processes as well as participate in strategic technology change initiatives.

Team / description

Wer sich für eine Karriere bei Lombard Odier entscheidet, ist für einen renommierten, globalen Vermögensverwalter und Asset Manager tätig, der sich auf nachhaltige Investitionen fokussiert. Wir sind eine unabhängige und innovative Bank erster Wahl für private und institutionelle Kunden. Unsere Gruppe ist eine der bestkapitalisierten weltweit. Wir verwalten rund CHF 300 Milliarden und sind auf vier Kontinenten von über 25 Niederlassungen aus tätig. Mit unserer über 225-jährigen Geschichte sind wir ein Investmenthaus mit umfassendem Angebot an diskretionärer und beratender Portfolioverwaltung sowie Finanzdienstleistungen. Unsere hochmoderne Technologie-Plattform vermarkten wir auch erfolgreich an andere Finanzinstitute. Über Lombard Odier Investment Managers bieten wir Vermögensverwaltungsdienstleistungen und Anlagestrategien an.

Qualifications and Skills

• Previously worked in a Compliance, Legal, Onboarding and/or Audit departments with AML/KYC experience
• Curiosity and natural interest in people, history and geopolitics
• Great team player with positive mind-set
• Strong analytical and problem solving skills with the ability to perform detailed reports
• Attention to detail and strong follow-up skills
• Sensitivity to the risks inherent in the function
• Highly organized and self-driven
• Ability to summarize complex topics and multi-task skills
• Strong willingness to participate and help others, ability to develop relationships and solicit other departments
• Excellent communication skills
• Sensitivity to meet tight deadlines
• Professional certification in Compliance and /or AML/CTF would be an advantage
• Residence in Switzerland